MUTUAL FUND PROGRAM

"I'm not nearly so concerned about the return on my capital,
as I am the return of my capital."
- Will Rogers

Financial Investments Inc. offers a mutual fund program where we design a portfolio for clients that balances return and risk. We first work with a client to establish a suitable portfolio based upon a client's investment objectives.

We offer a distinct investment style with different investment and allocation options available within the program. We employ a disciplined asset allocation strategy that intends to reduce risk to portfolios through diversification, and provide potential for long-term growth. Financial Investments Inc. screens thousands of mutual funds to find the top tier of funds within each asset class. We then select the 'best in class' funds based on criteria designed to grow your assets during bull markets and to protect your assets during bear markets.

We will periodically reposition the assets of portfolios to correspond with changing market and economic conditions or when the current fund holdings fail to achieve the goals that we have set.

Investment Flexibility

Financial Investments Inc. custodies its client accounts at DATAlynx/First Trust Corporation. First Trust Corporation, a resource of Fiserv, Inc., is one of the nation's largest trustees of self-directed retirement plans, administering more than 272,300 retirement and custodial accounts valued at $24.76 billion. Headquartered in Denver, First Trust is a wholly owned subsidiary of Fiserv, Inc. (Nasdaq: FISV). Fiserv provides industry leading information management systems and services to the financial industry, including transaction processing, outsourcing, business process outsourcing and software and systems solutions. The company serves more than 13,000 clients worldwide, including banks, broker-dealers, credit unions, financial planners and investment advisors, insurance companies and agents, self-insured employers, lenders and savings institutions. Based in Brookfield, Wisconsin, Fiserv can be found on the Internet at http://www.fiserv.com.

Together we can choose the types of mutual funds that fit your investment profile. DATAlynx doesn't offer proprietary investment products, so we are free to choose from thousands of mutual funds. Because of the relationships that DATAlynx has established with numerous mutual fund companies, mutual funds which normally charge an initial sales charge (load) have waived these fees for DATAlynx customers. You can also purchase no-load funds as well on the DATAlynx platform.

For more information about the Financial Investments Inc. mutual fund program, call us at 1-703-435-2777 or email us at info@financialii.com.