EXECUTIVE SUMMARY

Financial Investments, Inc. (FII) is a comprehensive financial planning and services firm. Our mission is finding financially rewarding alternative investment options. Our strategy allows us to assist those who want to grow their financial wealth and successfully achieve their own financial goals.

Our job is to constantly review the vast amount of alternative investment products available, and present what we believe are the best investments appropriate in relation to our client’s risk/return profile.

Our belief is that, the trends of the financial equity markets, are not going to produce commendable financial returns in the future. We are not promoters of simply a “Buy and Hold”, or a “Buy and Hope it goes up”, philosophy.

We are strong promoter that there are alternative investments available, and that clients and investors are able to achieve commendable financial returns, with the use of alternative investments, and without the increase risk of losing preserved capital.

Clients are still able to invest on a long term basis, using a “Buy and Hold” approach to their investments. What is different with FII, is that they are investing their hard earned assets in investments, that are structured towards achieving commendable returns on a short term basis. As short financial objectives are met, investable assets are again reallocated towards investments that are again targeted towards meeting the clients’ commendable financial goals on a short term and long term basis.

We are an independently owned and operated, fee only financial services firm. We maintain our independence and do not promote any affiliated broker/dealer products. We promote that it is in the client’s best interest to invest in and with no load mutual fund products. We also encourage the use of alternative investments, as part of the investment allocation. With the use of alternative investments, our clients are strategically invested on a market neutral investment basis.